Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (17 Aug 2020 to 16 Sep 2021)
- CF30 Customer (14 Apr 2020 to 16 Sep 2021)
- CF1 Director (AR) (14 Apr 2020 to 16 Sep 2021)
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- CF1 Director (AR) (14 Apr 2020 to 16 Sep 2021)
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- CF1 Director (AR) (28 Dec 2011 to 16 Sep 2021)
- CF30 Customer (28 Dec 2011 to 16 Sep 2021)
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- Employed By (1 Jun 2011 to 17 Sep 2021)
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- CF21 Investment Adviser (27 Aug 2003 to 4 Oct 2005)
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- (5)Employed By (27 Aug 2003 to 4 Oct 2005)
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- CF21 Investment Adviser (22 Mar 2002 to 25 Jul 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.