Helen Ruth Botham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DIRECT IFA'S LIMITED (no longer approved here)

    FRN 228706

    • CF30 Customer (19 Oct 2009 to 23 Dec 2011)
    • CF4 Partner (AR) (26 Aug 2009 to 19 Dec 2012)
    • CF1 Director (25 Mar 2009 to 22 Nov 2012)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF30 Customer (1 Nov 2007 to 1 Sep 2009)
    • CF22 Investment Adviser (Trainee) (23 Jul 2002 to 29 Oct 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF21 Investment Adviser (29 Oct 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Jul 2002 to 29 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.