Helen Michelle Brand

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 11 Aug 2020)
    • [FCA CF] Material risk taker (since 1 Mar 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Mar 2019)
    • [FCA CF] Manager of certification employee (since 6 Nov 2018)
    • [FCA CF] Client dealing (since 6 Nov 2018)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (21 Jul 2010 to 21 May 2015)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 7 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.