Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TenetLime Limited
FRN 311266
- SMF4 Chief Risk (since 22 Aug 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Feb 2024)
- SMF16 Compliance Oversight (since 3 Feb 2024)
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Personal Touch Financial Services Limited
FRN 187834
- SMF4 Chief Risk (since 2 Jun 2023)
- SMF16 Compliance Oversight (since 2 Jun 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jun 2023)
- CF10 Compliance Oversight (3 Mar 2014 to 30 Jun 2014)
- CF11 Money Laundering Reporting (28 Feb 2011 to 11 May 2011)
- CF28 Systems and controls (1 Jun 2009 to 5 Oct 2012)
- CF1 Director (5 Aug 2008 to 27 Oct 2014)
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Advance Mortgage Funding Limited
FRN 305008
- SMF16 Compliance Oversight (since 2 Jun 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jun 2023)
- SMF4 Chief Risk (since 2 Jun 2023)
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First Complete Limited
FRN 435779
- SMF4 Chief Risk (since 2 Jun 2023)
- SMF16 Compliance Oversight (since 2 Jun 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.