Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2022)
    • [FCA CF] Client dealing (since 17 Jan 2022)
  • OMNI - FINANCIAL LTD (no longer approved here)

    FRN 737468

    • CF30 Customer (16 Sep 2016 to 16 Mar 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (24 Aug 2012 to 16 Sep 2016)
  • Omni Financial Ltd (no longer approved here)

    FRN 507065

    • Employed By (24 Aug 2012 to 16 Sep 2016)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.