Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LumX Asset Management (U.K.) Limited (no longer approved here)

    FRN 195960

    • CF1 Director (15 Jan 2008 to 30 Nov 2010)
    • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
    • CF10 Compliance Oversight (21 Jul 2005 to 16 Jan 2008)
    • CF21 Investment Adviser (18 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.