Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 4 Oct 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2021)
- CF1 Director (AR) (16 Aug 2007 to 20 Jan 2010)
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- CF1 Director (AR) (13 Nov 2007 to 20 Jan 2010)
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- CF1 Director (AR) (8 Nov 2005 to 10 Sep 2007)
- CF4 Partner (AR) (1 Jun 2005 to 8 Nov 2005)
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- (3)Employed By (9 Jan 2003 to 20 Jan 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.