Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Reflect Financial Limited
FRN 932095
- (9)Employed By (since 16 Feb 2026)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 15 May 2023)
- Appointed representative dealing with clients for which they require qualification (since 16 Jan 2023)
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- (1)Employed By (15 May 2023 to 5 Mar 2026)
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- CF30 Customer (1 Nov 2007 to 6 Jun 2012)
- CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Apr 2006 to 19 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.