Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Oct 2024)
- CF4 Partner (AR) (24 Dec 2015 to 23 Oct 2024)
- CF1 Director (AR) (28 Jul 2010 to 19 Jan 2016)
- CF30 Customer (1 Nov 2007 to 23 Oct 2024)
- CF21 Investment Adviser (29 Nov 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Aug 2006 to 29 Nov 2006)
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- Employed By (14 Aug 2006 to 23 Oct 2024)
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- CF7 Sole Trader (AR) (5 Jan 2006 to 1 Sep 2006)
- CF21 Investment Adviser (5 Jan 2006 to 1 Sep 2006)
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- Employed By (5 Jan 2006 to 1 Sep 2006)
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- (12)Employed By (25 Apr 2002 to 15 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.