Helen Louise Davies

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 18 Apr 2017)
    • CF30 Customer (14 Jun 2010 to 29 Oct 2012)
  • Louise Davies

    FRN 525490

    • (1)Employed By (since 18 Apr 2017)
    • (1)Employed By (14 Jun 2010 to 29 Oct 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Aug 2014 to 16 Sep 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (19 Dec 2012 to 4 Feb 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (18 Mar 2008 to 5 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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