Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (6 Feb 2023 to 30 Jun 2024)
- CF30 Customer (16 Aug 2022 to 30 Jun 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Nov 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 27 Nov 2021)
- CF30 Customer (3 May 2018 to 8 Dec 2019)
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- CF30 Customer (31 Jul 2016 to 7 Feb 2018)
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- (10)Employed By (24 Apr 2012 to 7 Feb 2018)
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- CF30 Customer (23 Apr 2012 to 1 Aug 2016)
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- Employed By (23 Apr 2012 to 7 Feb 2018)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ashwood Law Wealth Management Ltd
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controlled function added: (10)Employed By at Ashwood Law Wealth Management Ltd