Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 5 Jan 2021)
    • [FCA CF] Client dealing (since 5 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2021)
    • [FCA CF] Manager of certification employee (since 5 Jan 2021)
    • Responsibility for MCD Intermediation (since 5 Jan 2021)
    • Responsible for Insurance Distribution (since 5 Jan 2021)
    • SMF16 Compliance Oversight (since 5 Jan 2021)
    • SMF3 Executive Director (since 5 Jan 2021)
  • King Mortgages Ltd (no longer approved here)

    FRN 803561

    • [FCA CF] Functions requiring qualifications (31 Aug 2020 to 5 Jan 2021)
  • The Right Mortgage Limited (no longer approved here)

    FRN 649443

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Apr 2020)
  • Beneficial Ltd (no longer approved here)

    FRN 736655

    • CF1 Director (AR) (21 May 2019 to 19 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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