Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Port Financial Services Ltd
FRN 930815
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Significant management (since 5 Jan 2021)
- [FCA CF] Client dealing (since 5 Jan 2021)
- [FCA CF] Functions requiring qualifications (since 5 Jan 2021)
- [FCA CF] Manager of certification employee (since 5 Jan 2021)
- Responsibility for MCD Intermediation (since 5 Jan 2021)
- Responsible for Insurance Distribution (since 5 Jan 2021)
- SMF16 Compliance Oversight (since 5 Jan 2021)
- SMF3 Executive Director (since 5 Jan 2021)
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- [FCA CF] Functions requiring qualifications (31 Aug 2020 to 5 Jan 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Apr 2020)
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- CF1 Director (AR) (21 May 2019 to 19 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.