Helen Krause

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- [FCA CF] Manager of certification employee (24 Jun 2022 to 6 Dec 2023)
- [FCA CF] Client dealing (16 Jun 2016 to 6 Dec 2023)
- CF30 Customer (24 Sep 2010 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
Morgan Stanley Investment Management Limited (no longer approved here)
FRN 121920
- CF30 Customer (4 Jun 2008 to 31 May 2010)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (1 Nov 2007 to 6 Apr 2008)
- CF27 Investment Management (27 Feb 2004 to 31 Oct 2007)
BlackRock Institutional Trust Company, N.A. (no longer approved here)
FRN 409343
- CF30 Customer (1 Nov 2007 to 6 Apr 2008)
- CF27 Investment Management (11 Feb 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.