Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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W1M Wealth Management Limited
FRN 120776
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 16 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 13 Sep 2024)
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W1M Asset Management Limited
FRN 143286
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 16 Mar 2026)
- [FCA CF] Client dealing (since 16 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 13 Sep 2024)
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- [FCA CF] Functions requiring qualifications (20 Nov 2017 to 5 Apr 2024)
- CF30 Customer (1 Nov 2007 to 8 May 2010)
- CF21 Investment Adviser (26 Sep 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.