Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 13 Sep 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 16 Mar 2026)
    • [FCA CF] Client dealing (since 16 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 13 Sep 2024)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (20 Nov 2017 to 5 Apr 2024)
    • CF30 Customer (1 Nov 2007 to 8 May 2010)
    • CF21 Investment Adviser (26 Sep 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.