Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 27 Mar 2023)
    • SMF16 Compliance Oversight (since 22 Sep 2022)
    • Responsibility for MCD Intermediation (since 22 Sep 2022)
    • Responsible for Insurance Distribution (since 22 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.