Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
    • [FCA CF] Client dealing (since 1 Feb 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 9 Mar 2021)
    • CF30 Customer (8 Apr 2015 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 20 Nov 2009)
    • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Dec 2006 to 12 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.