Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 13 Nov 2023)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Dec 2022)
- CF30 Customer (15 Apr 2010 to 31 Mar 2012)
- CF22 Investment Adviser (Trainee) (20 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.