Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 13 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 13 Nov 2025)
    • Employed By (since 13 Nov 2025)
  • Simpson Wood (Financial Services) Limited (no longer approved here)

    FRN 224131

    • [FCA CF] Client dealing (17 Jun 2024 to 1 Oct 2024)
    • [FCA CF] Functions requiring qualifications (17 Jun 2024 to 1 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.