Helen Chang

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Significant risk taker or Material risk taker (since 15 Dec 2016)
    • [FCA CF] Client dealing (since 15 Dec 2016)
    • [FCA CF] Manager of certification employee (since 15 Dec 2016)
    • [FCA CF] Material risk taker (since 15 Dec 2016)
    • [PRA CF] Managing a material risk taker (since 15 Dec 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 18 Feb 2010)
    • CF21 Investment Adviser (3 Mar 2003 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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