Helen Audrey Whelan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Railway Pension Investments Limited

    FRN 471281

    • [FCA CF] Significant management (since 30 Mar 2026)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • SMF4 Chief Risk (6 Mar 2024 to 28 Feb 2026)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Material risk taker (1 Jan 2022 to 20 Dec 2023)
    • SMF4 Chief Risk (30 Nov 2021 to 20 Dec 2023)
    • SMF27 Partner (30 Nov 2021 to 20 Dec 2023)
    • [FCA CF] Significant management (1 Feb 2020 to 20 Dec 2023)
    • CF30 Customer (5 Sep 2008 to 3 Jun 2011)
  • LGT Wealth Management US Limited (no longer approved here)

    FRN 585547

    • [FCA CF] Significant management (1 Feb 2020 to 22 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.