Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF4 Chief Risk (since 25 Mar 2022)
    • [FCA CF] Significant management (1 Dec 2021 to 25 Mar 2022)
    • [FCA CF] Manager of certification employee (1 Dec 2021 to 25 Mar 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 30 Sep 2021)
    • [FCA CF] Material risk taker (1 Aug 2017 to 30 Sep 2021)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [FCA CF] Material risk taker (28 Jan 2019 to 23 Mar 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (1 Aug 2017 to 23 Mar 2020)
    • CF30 Customer (1 Nov 2007 to 16 Oct 2015)
    • CF21 Investment Adviser (7 Jan 2004 to 31 Oct 2007)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Material risk taker (1 Aug 2017 to 30 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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