Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 3 Apr 2020)
    • [FCA CF] Client dealing (since 3 Apr 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (26 Jun 2014 to 23 Mar 2015)
  • Workplace Advice Financial Planning Ltd (no longer approved here)

    FRN 607958

    • Employed By (26 Jun 2014 to 23 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

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