Helen Alice Rodriguez

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CreditSights Ltd

    FRN 220206

    • [FCA CF] Client dealing (since 8 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2021)
    • CF30 Customer (18 Jan 2017 to 8 Dec 2019)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Manager of certification employee (29 Apr 2022 to 11 Aug 2023)
    • [FCA CF] Client dealing (25 Oct 2021 to 11 Aug 2023)
  • Polus Capital Management Limited (no longer approved here)

    FRN 400045

    • CF30 Customer (24 May 2010 to 22 Dec 2011)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 27 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.