Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Miller James Limited
FRN 757723
- SMF3 Executive Director (since 11 Mar 2025)
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HN Consultants Ltd
FRN 920917
- SMF16 Compliance Oversight (since 18 Nov 2020)
- SMF3 Executive Director (since 18 Nov 2020)
- [FCA CF] Benchmark submission and administration (since 18 Nov 2020)
- [FCA CF] Client dealing (since 18 Nov 2020)
- [FCA CF] Proprietary trader (since 18 Nov 2020)
- [FCA CF] Significant management (since 18 Nov 2020)
- [PRA CF] Key function holder (since 18 Nov 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.