Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 Dec 2025 to 20 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (24 Nov 2025 to 20 Feb 2026)
  • Goodall-Smith Wealth Management Limited (no longer approved here)

    FRN 794776

    • (1)Employed By (13 Dec 2025 to 20 Feb 2026)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (12 Apr 2012 to 14 Sep 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 10 Nov 2008)
    • CF21 Investment Adviser (16 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Apr 2005 to 16 Oct 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (10 Nov 2004 to 25 Mar 2005)
    • CF22 Investment Adviser (Trainee) (19 Feb 2004 to 10 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.