Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capelin Financial Management Ltd (no longer approved here)

    FRN 232070

    • CF30 Customer (1 Nov 2007 to 30 Apr 2018)
    • CF10 Compliance Oversight (31 Oct 2006 to 31 Dec 2008)
    • CF11 Money Laundering Reporting (31 Oct 2006 to 31 Dec 2008)
    • CF1 Director (31 Oct 2006 to 13 Mar 2018)
    • CF21 Investment Adviser (18 Nov 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (12 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Aug 2004 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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