Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 14 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 23 Aug 2021)
    • CF30 Customer (4 Apr 2012 to 8 Dec 2019)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (25 May 2021 to 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (25 May 2021 to 30 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.