Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Castlegate Financial Management Limited
FRN 169777
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 14 Sep 2021)
- [FCA CF] Functions requiring qualifications (since 23 Aug 2021)
- CF30 Customer (4 Apr 2012 to 8 Dec 2019)
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- [FCA CF] Client dealing (25 May 2021 to 30 Sep 2021)
- [FCA CF] Functions requiring qualifications (25 May 2021 to 30 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.