Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- (18)Employed By (28 Sep 2023 to 31 Dec 2023)
-
- CF4 Partner (AR) (28 Sep 2020 to 27 Sep 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jan 2024)
- CF30 Customer (1 Nov 2007 to 31 Dec 2023)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
-
- (3)Employed By (1 Dec 2001 to 31 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (18)Employed By at Salisbury House Limited