Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Greystone Financial Services Limited
FRN 154622
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 29 Mar 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2004)
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HLB Financial Services Limited
FRN 207576
- Employed By (since 27 Mar 2017)
- Employed By (25 Nov 2013 to 5 Mar 2015)
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- (5)Employed By (11 May 2000 to 23 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.