Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 29 Oct 2016)
- CF1 Director (AR) (29 Oct 2016 to 14 Sep 2018)
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Opulence Wealth Management UK Ltd
FRN 795167
- (2)Employed By (since 26 Mar 2019)
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- (2)Employed By (20 Sep 2018 to 2 Apr 2019)
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- CF30 Customer (2 Jan 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.