Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank Corporate Markets Plc
FRN 763256
- [PRA CF] Managing a material risk taker (since 3 Mar 2026)
- [FCA CF] Material risk taker (since 14 Sep 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 14 Sep 2022)
- [FCA CF] Client dealing (since 24 Feb 2020)
- [FCA CF] Manager of certification employee (since 24 Feb 2020)
- [FCA CF] Manager of certification employee (11 Nov 2019 to 1 Jan 2020)
- [FCA CF] Client dealing (1 Aug 2017 to 17 May 2019)
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- CF30 Customer (15 Mar 2012 to 6 Mar 2016)
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- CF30 Customer (15 Mar 2012 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 2 Feb 2012)
- CF21 Investment Adviser (16 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 May 2005 to 16 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.