Hayley Kempshall

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Wealth Management (US) Limited (no longer approved here)

    FRN 781869

    • [FCA CF] Manager of certification employee (17 Jan 2023 to 13 Nov 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Jan 2023)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Significant management (1 Nov 2022 to 13 Nov 2024)
    • [FCA CF] Material risk taker (22 Mar 2022 to 13 Nov 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

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