Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Private Wealth Limited
FRN 457558
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 20 Aug 2024)
- [FCA CF] Client dealing (since 20 Aug 2024)
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Fairstone Financial Management Limited
FRN 475973
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 20 Aug 2024)
- [FCA CF] Functions requiring qualifications (since 20 Aug 2024)
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- CF30 Customer (4 Nov 2023 to 24 Jul 2024)
- Appointed representative dealing with clients for which they require qualification (19 Jun 2023 to 24 Jul 2024)
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- (6)Employed By (4 Nov 2023 to 24 Jul 2024)
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- [FCA CF] Manager of certification employee (4 Mar 2021 to 18 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
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