Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LICHFIELD MORTGAGES LIMITED
FRN 992092
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 1 Aug 2023)
- [FCA CF] Functions requiring qualifications (since 1 Aug 2023)
- Responsible for Insurance Distribution (since 1 Aug 2023)
- SMF16 Compliance Oversight (since 1 Aug 2023)
- SMF3 Executive Director (since 1 Aug 2023)
- [PRA CF] Key function holder (1 Aug 2023 to 2 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Aug 2023 to 2 Aug 2023)
- [FCA CF] Benchmark submission and administration (1 Aug 2023 to 2 Aug 2023)
- [FCA CF] CASS oversight function (1 Aug 2023 to 2 Aug 2023)
- [FCA CF] Manager of certification employee (1 Aug 2023 to 2 Aug 2023)
- [FCA CF] Material risk taker (1 Aug 2023 to 2 Aug 2023)
- [FCA CF] Significant management (1 Aug 2023 to 2 Aug 2023)
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- [FCA CF] Functions requiring qualifications (1 Jan 2022 to 5 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
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