Haydn Charles Wellington O'Brien

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MAUNBY INVESTMENT MANAGEMENT LIMITED

    FRN 114428

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2008 to 20 Jul 2012)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • CF30 Customer (7 Aug 2012 to 30 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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