Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (1 Dec 2001 to 29 May 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 29 May 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 29 May 2007)
- CF21 Investment Adviser (1 Dec 2001 to 29 May 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 29 May 2007)
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- (1)Employed By (1 Oct 1998 to 29 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)Employed By at The PEP Shop Limited