Hay Nam Hiram Chiu

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UBS AG
FRN 186958
- [PRA CF] Managing a material risk taker (since 29 Jul 2025)
- [FCA CF] Manager of certification employee (since 27 Jun 2024)
- [FCA CF] Material risk taker (since 26 Aug 2019)
- [PRA CF] Significant risk taker or Material risk taker (since 26 Aug 2019)
- [FCA CF] Client dealing (since 17 Aug 2016)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (13 Mar 2008 to 26 Aug 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.