Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Jan 2019 to 8 Dec 2019)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • CF30 Customer (26 Oct 2018 to 30 Nov 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (27 Jun 2017 to 6 Oct 2018)
  • Critchleys Financial Planning LLP (no longer approved here)

    FRN 743653

    • Employed By (27 Jun 2017 to 30 Nov 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (4 Oct 2013 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (18 Sep 2006 to 31 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.