Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Origen Financial Services Limited
FRN 192666
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (25 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (26 Oct 2018 to 30 Nov 2018)
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- CF30 Customer (27 Jun 2017 to 6 Oct 2018)
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- Employed By (27 Jun 2017 to 30 Nov 2018)
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- CF30 Customer (4 Oct 2013 to 6 Mar 2016)
- CF22 Investment Adviser (Trainee) (18 Sep 2006 to 31 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.