Hashem Rastegar Arouzi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LumX Asset Management (U.K.) Limited (no longer approved here)

    FRN 195960

    • CF4 Partner (AR) (15 Oct 2012 to 7 Jun 2013)
    • CF30 Customer (15 Oct 2012 to 7 Jun 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2005)
    • CF1 Director (1 Dec 2001 to 31 Mar 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2005)
    • CF27 Investment Management (1 Dec 2001 to 31 Mar 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2005)
  • Above Wealth LLP (no longer approved here)

    FRN 580105

    • Employed By (15 Oct 2012 to 7 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

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