Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jan 2020 to 30 Jun 2020)
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- [FCA CF] Material risk taker (1 Jan 2019 to 30 Jun 2020)
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- CF30 Customer (5 Sep 2008 to 9 May 2012)
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- CF30 Customer (1 Nov 2007 to 7 May 2008)
- CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.