Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (3 Apr 2008 to 31 Oct 2009)
  • First With Mortgages Limited (no longer approved here)

    FRN 408286

    • CF30 Customer (1 Nov 2007 to 26 Mar 2008)
    • CF21 Investment Adviser (2 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Nov 2005 to 2 Mar 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (27 Jun 2003 to 10 Jun 2005)
    • CF22 Investment Adviser (Trainee) (12 Jan 2002 to 27 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.