Harvey John Hoogakker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited

    FRN 186745

    • [FCA CF] Manager of certification employee (since 14 Jun 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (7 Aug 2013 to 8 Dec 2019)
  • Wells Fargo Bank, National Association

    FRN 456183

    • [FCA CF] Significant management (since 14 Jun 2022)
    • [FCA CF] Client dealing (since 1 Mar 2017)
    • [FCA CF] Manager of certification employee (since 1 Mar 2017)
    • CF30 Customer (7 Aug 2013 to 6 Mar 2016)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • CF23 Corporate Finance Adviser (17 Dec 2004 to 21 Jul 2006)
    • CF21 Investment Adviser (27 Jul 2004 to 17 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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