Harshil Patel

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 12 Jan 2022)
    • CF1 Director (AR) (since 12 Jan 2022)
    • CF30 Customer (since 12 Jan 2022)
  • Artha Wealth Management Ltd

    FRN 967286

    • (1)Employed By (since 12 Jan 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 1 Oct 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (25 Aug 2016 to 1 Jul 2018)
    • CF30 Customer (4 Jun 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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