Harsharon Kaur Butter

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 31 Jul 2016)
  • Ashwood Law Wealth Management Ltd

    FRN 538265

    • (16)Employed By (since 26 Feb 2015)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (31 Jul 2016 to 22 Nov 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (5 Mar 2015 to 1 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ashwood Law Wealth Management Ltd

  2. controlled function added: (16)Employed By at Ashwood Law Wealth Management Ltd