Harshad Parmar

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited (no longer approved here)
FRN 408285
- Appointed representative dealing with clients for which they require qualification (24 Jan 2024 to 9 Jan 2025)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (2 Apr 2009 to 16 Jun 2009)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 29 Dec 2011)
- CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Jul 2006 to 17 Oct 2006)
Sterling Independent Financial Advisers Ltd (414) (no longer approved here)
FRN 195718
- Employed By (1 Dec 2001 to 28 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.