Harsh Shah

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Material risk taker (since 13 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Sep 2023)
    • [FCA CF] Manager of certification employee (since 12 Apr 2023)
    • [FCA CF] Client dealing (since 9 Dec 2022)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 13 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Sep 2023)
    • [FCA CF] Manager of certification employee (since 12 Apr 2023)
    • [FCA CF] Client dealing (since 9 Dec 2022)
  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Material risk taker (since 13 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Sep 2023)
    • [FCA CF] Manager of certification employee (since 12 Apr 2023)
    • [FCA CF] Client dealing (since 9 Dec 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Significant management (14 Jun 2022 to 28 Nov 2022)
    • [FCA CF] Client dealing (4 Jan 2021 to 28 Nov 2022)
    • [FCA CF] Manager of certification employee (4 Jan 2021 to 28 Nov 2022)
    • [FCA CF] Material risk taker (4 Jan 2021 to 28 Nov 2022)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Significant management (14 Jun 2022 to 28 Nov 2022)
    • [FCA CF] Client dealing (4 Jan 2021 to 28 Nov 2022)
    • [FCA CF] Manager of certification employee (4 Jan 2021 to 28 Nov 2022)
    • [FCA CF] Material risk taker (4 Jan 2021 to 28 Nov 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (5 May 2016 to 30 Sep 2020)
    • [FCA CF] Material risk taker (5 May 2016 to 30 Sep 2020)
    • [FCA CF] Manager of certification employee (5 May 2016 to 30 Sep 2020)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Nov 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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