Harry Urquhart Morgan

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 31 May 2024)
    • CF1 Director (AR) (since 10 May 2024)
    • CF30 Customer (since 10 May 2024)
  • Retire by Design Ltd

    FRN 1012970

    • (1)Employed By (since 10 May 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Feb 2024)
    • CF30 Customer (20 Mar 2012 to 15 Feb 2024)
  • Wellesley Investment Management Ltd (no longer approved here)

    FRN 179347

    • (21)Employed By (20 Mar 2012 to 15 Feb 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (8 Mar 2011 to 27 Mar 2012)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (17 Apr 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Oct 2006 to 17 Apr 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (17 Apr 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Oct 2006 to 17 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Wellesley Investment Management Ltd

  2. controlled function added: (21)Employed By at Wellesley Investment Management Ltd