Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 2 May 2023)
    • [FCA CF] Functions requiring qualifications (since 2 May 2023)
  • Lincoln Private Investment Office LLP (no longer approved here)

    FRN 613327

    • [FCA CF] Functions requiring qualifications (30 Dec 2021 to 13 Jan 2023)
    • [FCA CF] Client dealing (30 Dec 2021 to 3 Apr 2023)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF30 Customer (16 May 2014 to 12 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.