Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Wealth Management Limited
FRN 466684
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Client dealing (since 1 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
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LGT Wealth Management UK LLP
FRN 471048
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 2 May 2023)
- [FCA CF] Functions requiring qualifications (since 2 May 2023)
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- [FCA CF] Functions requiring qualifications (30 Dec 2021 to 13 Jan 2023)
- [FCA CF] Client dealing (30 Dec 2021 to 3 Apr 2023)
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- CF30 Customer (16 May 2014 to 12 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.