Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF1 Director (AR) (since 15 Feb 2024)
- Appointed representative dealing with clients for which they require qualification (since 3 Jun 2020)
- CF30 Customer (since 13 May 2020)
-
Campbell Cain Wealth Management Ltd
FRN 401791
- Employed By (since 13 May 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.