Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 14. Managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Jan 2026)
- [FCA CF] Client dealing (since 9 Jan 2026)
- [PRA CF] Key function holder (9 Jan 2026 to 12 Jan 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.